UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Series A Preferred Stock | (2) | (2) | Common Stock | 99,014 | $ (2) | I | See footnote (1) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SIMON PROPERTY GROUP INC /DE/ 225 WASHINGTON STREET INDIANAPOLIS, IN 46204 |
X | |||
SIMON PROPERTY GROUP L P /DE/ 225 WASHINGTON STREET INDIANAPOLIS, IN 46204 |
X | |||
SLT Investors, LLC 225 WASHINGTON STREET INDIANAPOLIS, IN 46204 |
X |
/s/ Steven E. Fivel, as Secretary and General Counsel of Simon Property Group, Inc. | 10/07/2021 | |
**Signature of Reporting Person | Date | |
/s/ Steven E. Fivel, as Secretary and General Counsel of Simon Property Group, Inc., the general partner of Simon Property Group, L.P. | 10/07/2021 | |
**Signature of Reporting Person | Date | |
/s/ Steven E. Fivel, as Secretary and General Counsel of SLT Investors, LLC | 10/07/2021 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The shares of Common Stock and Series A preferred stock are directly held by SLT Investors, LLC, a wholly-owned direct subsidiary of Simon Property Group, L.P. Simon Property Group, Inc. is the sole general partner of Simon Property Group, L.P. |
(2) | The Reporting Persons hold 80,393 shares of Series A Preferred Stock. Each share of Series A preferred stock will automatically convert into common stock upon the closing of the Issuer's initial public offering in accordance with the Certificate of Designations pertaining to the Series A preferred stock. The Reporting Persons anticipate that their holdings of 80,393 shares of Series A preferred stock will convert into a total of 99,014 shares of common stock upon the closing of the Issuer's initial public offering. The Series A preferred stock has no expiration date. |